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Faculty Profile

Education

2026Master of Laws, Singapore Management University
2008Ph.D. (Finance), University of Michigan                                                                                             
2006 M.A. (Applied Economics), University of Michigan                                                                              
2002M.ENG. (EEE), National University of Singapore
1999B.ENG. (EEE), National University of Singapore

Current Position(s) Held

1 Jul 2022 - presentAssociate Professor of Finance (Education)
Lee Kong Chian School of Business, Singapore Management University
1 Jul 2018 - 30 Jun 2022Assistant Professor of Finance (Education)
Lee Kong Chian School of Business, Singapore Management University 
1 Apr 2021 - presentFellow of SMU Academy,
Singapore Management University

Other Professional Titles:

  • Specialist Adult Educator (Curriculum Development), SkillsFuture Singapore, Institute of Adult Learning (IAL) from 30 Nov 2020 – 30 Nov 2023
  • Advanced Certificate in Learning and Performance (ACLP), Institute of Adult Learning (IAL)
  • Certified Family Business Advisor & Family Wealth Advisor, Family Firm Institute (FFI)

Awards, Recognition and Honors

  • Best Instructor Award for MSc in Wealth Management, 2025
  • SMU Teaching Excellence in Postgraduate Professional Programmes Award, 2024
  • SMU LKCSB Excellence in Teaching (overall at school level), Runner-up, 2021-2022
  • SMU LKCSB Dean’s Teaching Honour List Top Faculty Members (UG/PG), 2018-2024
  • CFA Best Paper Award, Asian Finance Conference, 2016
  • Teaching Excellence Award (Banking & Finance), Nanyang Business School, NTU, 2015
  • Nominee for NTU Business Teacher of the Year Award, 2015
  • Outstanding Paper Award, Conference on Asia-Pacific Financial Markets, 2015
  • Best Paper Award, The 23rd Securities and Financial Markets Conference, 2015
  • Winner of NTU Business Teacher of the Year Award, 2014
  • TCW Best Paper Award, China International Conference in Finance, 2011
  • Alumni-Alumnae Award, University of Michigan, 2007
  • Mitsui Life Award for outstanding academic performance, Mitsui Financial Center at Ross School of Business, University of Michigan, 2004 and 2005
  • Senior Tutorship Award, Nanyang Technological University, 2003-2007
  • Tan Kah Kee Postgraduate Scholarship, Tan Kah Kee Foundation (Singapore), 2000

Research Interests

  • Behavioural Finance
  • Investments
  • Wealth Management

Journal Articles (Refereed)

  1. Peer effects in equity research, 2023.  Joint with Chishen Wei and Kenny Phua, Journal of Financial and Quantitative Analysis, 58 (2), page 647-676.  https://jfqa.org/2021/07/15/peer-effects-in-equity-research/
  2. Executive overconfidence and securities class actions, 2018. Joint with Suman Banerjee, Mark Humphery-Jenner and Vikram Nanda. Journal of Financial and Quantitative Analysis, 53 (6), page 2685-2719.
  3. Are overconfident CEOs good leaders? Evidence from stakeholder commitments, 2018.  Joint with Chishen Wei and Kenny Phua. Journal of Financial Economics 127 (3), page 519-545
  4. Spillover Effects in Mutual Fund Companies, 2015. Joint with Clemens Sialm. Management Science 62 (5), page 1472-1486. 

Working Papers

  1. Incident-driven ESG Engagements, joint with Hao LIANG, and Yongheng SUN, 2024. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=5728564&__cf_chl_f_tk=6uMHTmaMT6HuKMkUVqH1FnwTBGnXZTrjIjqEXplQd5g-1782808536-1.0.1.1-G5izoyagSKUDjn7y6Ej0IFaPtvEqov_BByjPZ6PB1C0 

Case Studies

Other Publications:

External Appointments:

  • Member, The Taiwan Family Office Research Think Tank by National Chengchi University and the CTBC Bank of Taiwan, Jan 2026 to present.
  • External Examiner, Gedu Graduate School of Business, Royal University of Bhutan, Jan 2026 to present
  • External Consultant, CFA Institute, June 2023 to present.

Research Advisor/ Co-research Advisor to:

  • RAJPAL SINGH SETHI, (rajpals.2021@phdgm.smu.edu.sg), PhDGM
  • YOONG Leong-yan, (ly.yoong.2023@dba.smu.edu.sg), DBA